Company Name |
Reported by |
Date Reported |
Found [ 88 ] item(s)
JF Kidwell |
AFM |
1-Feb-02 |
J.P. Turner&Company L.L.C. |
JFSC |
18-Nov-03 |
J.P. Turner&Company L.L.C. |
CSSF |
1-Dec-03 |
Jefferson Management |
IFSRA |
16-Dec-03 |
Johnstone Brown Investments |
FSC |
23-Mar-04 |
Jones Atkins Investments |
FSC |
8-Jun-04 |
Jones Atkins Investments |
FSC |
13-Aug-04 |
Jacob Stern |
FSA |
20-Aug-04 |
Jardine Windsor Asset Management |
FSA |
5-Apr-05 |
Johannson Linqvist Associates |
SEC-COM |
31-Jul-05 |
Jameson West Associates |
Finansinspektionen |
4-Aug-05 |
Jefferson Holt Consulting |
FSA |
25-Aug-05 |
J. Lo Trading Corp. |
Finanstilsynet |
23-Dec-05 |
J P Stuart and Associates |
FSA |
10-Feb-06 |
Jupiter Advisory |
IFSRA |
1-Sep-06 |
J. S. Knight & Co. Ltd. |
FSA |
5-Sep-06 |
Jacobs & Burns |
Jersey-FSC |
20-Dec-06 |
JFS Credit Union Ekonomisk f?rening |
Finansinspektionen |
7-Feb-07 |
Jade Dragon Fund Limited |
SFC |
15-May-07 |
Joint Profit Investment Limited |
SFC |
18-Dec-07 |
Jarvis Capital Management |
FSA |
27-Feb-08 |
J. Rowan Associates |
FSA |
11-Mar-08 |
Johnson & Brown |
FSA |
11-Mar-08 |
Jacob Stuart & Knight |
FSA |
13-May-08 |
Jefferson Clarke Associates |
SEC-USA |
10-Jun-08 |
JR Hoffman & Associates |
SEC-COM |
30-Jun-08 |
Juvet Management |
FSA |
24-Sep-08 |
Johnson Matthews Associates |
FSA |
16-Oct-08 |
JD Abrams & Associates |
SFC |
12-Nov-08 |
Jackson Bernstein Associates |
FSA |
14-Nov-08 |
Jefferson Carter |
FSA |
18-Dec-08 |
James Marketing Ltd |
FSA |
29-Jan-09 |
Jacoby & Associates, Plc |
Finansinspektionen |
11-Mar-09 |
Japan Options and Futures Trading Board |
ASIC |
8-May-09 |
JD Trading |
ASIC |
8-May-09 |
Jade Asia International Ltd |
SFC |
30-Jun-09 |
Jubilee Financial |
FSA |
25-Aug-09 |
Jupiter Wealth Management |
FSA |
3-Sep-09 |
JLM Securities |
FSA |
5-Oct-09 |
Jupiter Financial Management |
FSA |
20-Nov-09 |
JD Gordon Ltd |
FSA |
15-Dec-09 |
Jefferies Associates |
FSA |
21-Jan-10 |
Jefferson Hunt |
FSA |
21-Jan-10 |
Jam Capital |
Financial Conduct Authority, United Kingdom |
25-Mar-10 |
Jesup & Lamont |
Financial Conduct Authority, United Kingdom |
25-Mar-10 |
JM Finance Group |
FSA |
9-Apr-10 |
Jordan & Cole Investments Ltd |
IFSRA |
21-Apr-10 |
Joseph Cooke Ltd. |
Finansinspektionen |
1-Jun-10 |
JL Securities |
FSA |
5-Jan-11 |
Jez Capital |
FSA |
13-Jan-11 |
Jacobson Group |
FSA |
9-Feb-11 |
JSM Financial |
SEC-USA |
10-Feb-11 |
John Windsor and Associates |
FSA |
14-Feb-11 |
Jorge Rafael Calder?n Zamanillo |
CNMV |
21-Feb-11 |
JD Trading Inc. |
AFM |
8-Mar-11 |
Jefferson Brookes |
FSA |
18-Apr-11 |
JLS Capital Group |
FSA |
9-Jun-11 |
Johnson & Sterling Consultancy Services |
FSA |
5-Jul-11 |
Jinghua International Group |
Finansinspektionen |
7-Oct-11 |
Jensen Ryan Lee Ltd. |
SFC |
10-Oct-11 |
Jura Financial |
FINMA |
7-Feb-12 |
Jones Capital |
FSA |
6-Mar-12 |
Johnson McQuade Acquisitions Corp. |
Finansinspektionen |
2-Apr-12 |
JD Trading Inc |
SFC |
2-May-12 |
Janco Lazard Transfer Company |
SEC-USA |
8-May-12 |
JM Financial Services Ltd. |
FSA |
7-Sep-12 |
Jacobs & Keller |
FMA |
28-Jan-13 |
John and Langerdorf Associates |
FSA |
1-Feb-13 |
James B. Clarke & Co. Ltd. |
SMV |
25-Feb-13 |
Jin Yu Heng Tong Investment Co Ltd |
SFC |
12-Jul-13 |
JP Premier International Holdings Limited |
SFC |
12-Jul-13 |
Jones Falls Securities |
FSMA |
18-Jul-13 |
Jordan Parkinson Group |
FCA |
23-Aug-13 |
JCI Asset Inc |
Finansinspektionen |
10-Dec-13 |
Jarvis Cohen Associates |
FCA |
13-Jan-14 |
JBC Pro Limited / www.jbc-pro.com |
Autorit? des march?s financiers, France |
28-Apr-14 |
Jacob Johnson Consultancy |
Financial Conduct Authority, United Kingdom |
10-Sep-14 |
Jeffrey Brothers Capital |
Finanstilsynet, Norway |
10-Dec-14 |
Josef Lang Capital Management (klon) |
Financial Conduct Authority, United Kingdom |
20-Feb-15 |
Janibank Investment Ltd / http://www.jukebux.com |
Cyprus Securities and Exchange Commission, Cyprus |
25-Feb-15 |
JavierYep.com |
British Columbia Securities Commission, British Columbia, Canada |
26-Mar-15 |
JD Business Capital |
Comisi?n Nacional del Mercado de Valores, Spain |
22-Jun-15 |
JC Sterling & Roth |
Financial Conduct Authority, United Kingdom |
20-Aug-15 |
Jefferson Philips |
Financial Conduct Authority, United Kingdom |
10-Sep-15 |
Jones Shaw Capital Partners |
Financial Services and Markets Authority, Belgium |
10-Sep-15 |
J & B Groupe / VigiFraude (i p?st?tt samarbete med den franska tillsynsmyndigheten, Autorit? des march?s financiers /allegedly in co-operation with the French supervisory authority, Autorit? des march?s financiers) |
Autorit? des march?s financiers, France |
16-Sep-15 |
JJ Bauer Asset Management / JJ Bauer Equity Research (klon) |
Financial Conduct Authority, United Kingdom |
11-Dec-15 |
James Doyle |
Securities and Futures Commission, Hong Kong |
30-Mar-16 |