Company Name |
Reported by |
Date Reported |
Found [ 169 ] item(s)
Newport Pacific Securities & Management Ltd |
ASIC |
9-May-01 |
Nectine Solomon Corporation |
MAS |
19-Jan-04 |
Novis Partners |
FMA |
22-Jul-04 |
Nivo Invest and Trade Corp |
FSA |
20-Aug-04 |
Nationwide International Group |
FSC |
2-Nov-04 |
Nation Capital Group (Spain) |
IFSRA |
13-Dec-04 |
National West Bank |
FSC |
11-Jan-05 |
National West Bank International |
FSC |
11-Jan-05 |
National West Bank Private Clients International |
FSC |
11-Jan-05 |
Nationwide Mergers & Acquisitions Inc |
FSA |
18-Feb-05 |
Nedcredit Bank |
FSC |
26-Apr-05 |
Nexus Futures |
FSA |
13-May-05 |
Noble Investments and Securities SL |
FSA |
29-Jul-05 |
Noble International Consulting Inc |
SEC-COM |
1-Aug-05 |
Nuventis Corporate Services Group |
ASIC |
20-Sep-05 |
Newmann Hamshire GmbH |
SEC-COM |
15-Nov-05 |
Nexus Ltd |
FSC |
23-Dec-05 |
Northlink Finance and Security Group |
FSC |
15-Feb-06 |
Nova Corporate Services |
SFC |
22-Feb-06 |
New World Financial Europe, S.L. |
CNMV |
3-Apr-06 |
Nishimurama Mergers and Acquisitions |
AFM |
13-Apr-06 |
New Worl Financial |
FMA |
1-Sep-06 |
Nelson Financial Group |
Finansinspektionen |
31-Oct-06 |
Norbert Associates |
AFM |
31-Oct-06 |
NationWide Bank |
Jersey-FSC |
29-Nov-06 |
Northern Offshore Trust Bank |
Kredittilsynet |
11-Jan-07 |
Nordic Bankers K/S |
Finanstilsynet |
24-May-07 |
Newman Bell Mergers & Acquisitions |
FSA |
17-Sep-07 |
North Pacific Mergers and Acquisitions LLC |
ASIC |
27-Sep-07 |
New Alliance Capital Management |
FSA |
27-Feb-08 |
Nomura Financial Group |
Finansinspektionen |
18-Mar-08 |
Newbridge International |
FSA |
25-Mar-08 |
Nakamishi Financial Inc |
Finansinspektionen |
18-Apr-08 |
Northern Alliance Group |
FSA |
7-May-08 |
Newburgh Asset Management |
ASIC |
20-May-08 |
Norsk Financial |
SEC-USA |
10-Jun-08 |
Nortia Account Management |
SEC-USA |
10-Jun-08 |
Nasdaq Brokercheck |
SEC-COM |
30-Jun-08 |
NU GLOBAL ENERGY INC |
IFSC |
25-Aug-08 |
North Point M&A Advisors LLC |
FSA |
14-Nov-08 |
Nevada Transfer Agent |
SEC-USA |
19-Nov-08 |
Northwest Mergers and Acquisitions, Inc. |
SEC-USA |
19-Nov-08 |
New York Financial Corp |
FSA |
25-Nov-08 |
Nor Finans |
Kredittilsynet |
15-Dec-08 |
Newburgh Capital Trust |
Finansinspektionen |
5-Feb-09 |
Noble Advisory Group |
Finansinspektionen |
5-Feb-09 |
Newedge Broker Ltd |
FSA |
13-Feb-09 |
New York Capital Investment |
Finansinspektionen |
8-Apr-09 |
New Asia Business |
FSA |
1-May-09 |
Nanotech Industries Inc |
ASIC |
17-Sep-09 |
NSCB Luxembourg S.A. |
CSSF |
21-Sep-09 |
NFinvest |
ATVP |
1-Oct-09 |
Nick2Nick (Association) |
FMA |
7-Jan-10 |
New Power Technolgy Ltd (NPT) |
FSA |
23-Feb-10 |
Norton Gold Corp. |
BCSC |
31-Mar-10 |
New Market Corporation |
FSA-JP |
14-Apr-10 |
New Times Capital (HK) Ltd |
SFC |
19-Apr-10 |
Newton International Limited |
SFC |
19-Apr-10 |
Nygard Wallace Management |
FSA |
5-May-10 |
North Pacific Mergers |
FSA |
6-May-10 |
Northcott Sterling Xavier Associates |
SFC |
10-May-10 |
Norwich Group |
ASIC |
10-May-10 |
New York Financial Group |
FSA |
3-Jun-10 |
New Century Capital |
IFSRA |
30-Jun-10 |
Newton Moore Limited |
SFC |
19-Jul-10 |
New England Worldwide Services |
FSA |
20-Aug-10 |
Newbridge Securities Corporation |
ASIC |
9-Sep-10 |
Northpoint Portfolio Management Ltd |
ASIC |
21-Sep-10 |
Norton Blake |
FSA |
22-Sep-10 |
Nexus Ventures |
FSA |
24-Sep-10 |
NT Financial Services |
FSA |
14-Oct-10 |
NY Finance Limited |
FSA |
14-Oct-10 |
Northern Pegasus LLC. |
Finansinspektionen |
10-Nov-10 |
New Century International S.A |
OSC |
1-Feb-11 |
NBI Energy |
SEC-USA |
10-Feb-11 |
New York Finance Company |
SEC-USA |
10-Feb-11 |
New Waterford Ltd |
FSA |
25-Feb-11 |
NC Advisory Ltd |
FSA |
6-Apr-11 |
New Outlook Management Group |
Finansinspektionen |
15-Apr-11 |
New York Global Group, Inc. |
Finansinspektionen |
21-Jun-11 |
Navasota Group |
FMA |
25-Aug-11 |
North-West Financial Broker |
FSC-BVI |
12-Sep-11 |
North Point Commodities |
SFC |
27-Sep-11 |
North Point Commodities |
ASIC |
30-Sep-11 |
NKP Financial |
FSA |
19-Oct-11 |
New Alliance Securities, Inc. |
SEC-USA |
26-Oct-11 |
Nabsecurities Inc. |
Finansinspektionen |
7-Nov-11 |
Nippon Financial Partners |
Finansinspektionen |
11-Nov-11 |
Norwich Securities Corporation, NSC |
Finansinspektionen |
11-Nov-11 |
Nova Portfolio Management |
FSC-Jersey |
1-Dec-11 |
Nova UK Ltd |
FSC-Jersey |
1-Dec-11 |
Norton Scientific Inc. |
OSC |
7-Dec-11 |
New Dynamic Group |
FSA |
24-Jan-12 |
Northern Capital |
FSA |
13-Mar-12 |
Nano4x Limited |
FSC-Mauritius |
14-Mar-12 |
NT Global |
BCSC |
23-Mar-12 |
Nagoya Corp |
Finansinspektionen |
8-Jun-12 |
Natwest Bank (UK) Limited |
Jersey-FSC |
5-Jul-12 |
New Futures Trading International Corporation |
OSC |
12-Jul-12 |
Neo Invest |
AMF |
23-Jul-12 |
New Solutions Trading Ltd |
AMF |
23-Jul-12 |
Newton Smith Associates |
FSA |
9-Aug-12 |
NBF Forex |
FINMA |
4-Oct-12 |
Nord FX |
CVM |
18-Oct-12 |
New Lines Futures Austria |
ASIC |
13-Nov-12 |
Nelson Capital Advisors |
FSA |
12-Feb-13 |
National Home Marketers, S.A. |
SMV |
25-Feb-13 |
New England Private Equity LLC |
FSA |
1-Mar-13 |
Norwick & Crowley |
ASIC |
1-Mar-13 |
New Rich Lazy Trader / http://richlazytrader.com, |
Malta Financial Services Authority, Malta |
26-Mar-13 |
Neto Trade Global Investment / www.netotrade.com |
AMF |
8-Apr-13 |
Nirvi Management Ltd |
FSC-Mauritius |
17-Apr-13 |
New York Securities Division |
SEC |
30-May-13 |
Nexacon Energy Inc. |
OSC |
11-Jul-13 |
NCA International Holdings Limited / NCA Noble Capital (Asia) Limited |
SFC |
18-Jul-13 |
NCL Group (UK) Ltd |
SFC |
21-Aug-13 |
Nomos Wealth Management |
KNF |
29-Aug-13 |
Norex Trade Advisors |
BCSC |
29-Aug-13 |
Norris Jardine Newell Equities |
SFC |
3-Sep-13 |
NZ Financial Capital Limited |
CSSF |
4-Sep-13 |
Nomura Asset Management |
SFC |
23-Sep-13 |
North Corp International |
SFC |
26-Sep-13 |
Northern Capital Consultants |
FCA |
7-Oct-13 |
Northern Capital Consultants |
FCA |
7-Oct-13 |
New Gold Capital |
Finanstilsynet-N |
17-Oct-13 |
NRG Capital (CY) LTD |
Cysec |
18-Oct-13 |
Novee Forex |
OSC |
30-Oct-13 |
Newport International Group |
Finanstilsynet, Denmarkt |
1-Nov-13 |
Nomura Financial |
Securities and Futures Commission, Hong Kong |
21-Nov-13 |
NCP Financials/Northland Capital Partners (Clone of FCA Authorised Firm) |
FCA |
27-Nov-13 |
Next Financial Network |
FCA |
29-Nov-13 |
NEA EUROPE LIMITED |
FMA |
15-Jan-14 |
NOVA PORTFOLIO MANAGERS |
Financial Conduct Authority, United Kingdom |
30-Jan-14 |
New Zealand Capital Finance |
Financial Markets Authority, New Zealand |
4-Feb-14 |
Next Venture Management |
FINMA, Switzerland |
14-Apr-14 |
Neilson Capital |
Finanstilsynet, Norway |
25-Apr-14 |
Niigata Global |
Finanstilsynet, Denmark |
29-Apr-14 |
NDD Broker |
Malta Financial Services Authority, Malta |
20-Jun-14 |
NRG Capital (CY) Limited / NRG Binary / www.nrgbinary.com / www.nrgaffiliates.com |
Ontario Securities Commission, Ontario |
24-Jul-14 |
Nextrade Worldwide Ltd. / www.stockpair.com |
Ontario Securities Commission, Ontario |
22-Sep-14 |
NXD Trading Ltd. / www.stockpair.net |
Ontario Securities Commission, Ontario |
22-Sep-14 |
Nippori Group |
Finansinspektionen |
8-Oct-14 |
Norvell Associates |
Finanstilsynet, Norway |
22-Oct-14 |
Nova Nordic Limited / nordelic-partners.com |
Financial Services Commission, Gibraltar |
3-Nov-14 |
National Finance Commission |
Australian Securities and Investments Commission, Australia |
29-Jan-15 |
Netotrade Global Investments Ltd |
Australian Securities and Investments Commission, Australia |
25-Feb-15 |
Netotrade UK Ltd |
Australian Securities and Investments Commission, Australia |
25-Feb-15 |
NetCFD / Centaure Capital Partners |
Autoriteit Financi?le Markten, the Netherlands |
4-Mar-15 |
no1options.com |
Autorit? des March?s Financiers, Qu?bec (Canada) |
9-Mar-15 |
Noticias Econ?micas y Financieras Siglo XXI, S.L. / http://www.newsmarket.es/ |
Comisi?n Nacional del Mercado de Valores, Spain |
20-Apr-15 |
Nadex Pro Signals |
British Columbia Securities Commission, British Columbia, Canada |
22-Apr-15 |
Newsfinance Servicios de Informacion, S.L. |
Comisi?n Nacional del Mercado de Valores, Spain |
15-Jun-15 |
New York Securities Bank (NYSB) / NYSB Fund Management, S.L. / www.nysb.biz |
Comisi?n Nacional del Mercado de Valores, Spain |
22-Jun-15 |
NFT Investment Limited / Now For Tomorrow Investment Limited |
Securities and Futures Commission, Hong Kong |
6-Jul-15 |
Nix Investment |
Ontario Securities Commission, Ontario, Canada |
17-Jul-15 |
Norapal, S.L. / www.areabursatil.com |
Comisi?n Nacional del Mercado de Valores, Spain |
20-Jul-15 |
Nakamura Corporation |
Financial Conduct Authority, United Kingdom |
28-Jul-15 |
Nicolas Adamides / NA Trading (klon) |
Financial Conduct Authority, United Kingdom |
25-Aug-15 |
Neuberger and Co. Wealth Management |
Financial Services and Markets Authority, Belgium |
10-Sep-15 |
Norikura-Global / Seattle Mercantile Exchange / Dalerich Ltd |
Financial Services and Markets Authority, Belgium |
10-Sep-15 |
Newcastle Trust, Ltd. |
Securities and Exchange Commission, United States of America |
17-Sep-15 |
NextPayMoney.com |
Ontario Securities Commission, Ontario, Canada |
21-Sep-15 |
NTD Invest Corp Ltd / Abena Invest Ltd |
Financial Services and Markets Authority, Belgium |
25-Sep-15 |
Norikura Global |
Finansinspektionen |
5-Nov-15 |
Nordane Group Ltd / www.imcbroker.com |
Autorit? des march?s financiers, France |
17-Dec-15 |
Norton Global Asset Management |
Securities and Futures Commission, Hong Kong |
18-Feb-16 |
Nyt Trading |
Financial Services and Markets Authority, Belgium |
23-Mar-16 |
Norbert Mach (klon) |
Financial Conduct Authority, United Kingdom |
13-Apr-16 |
Northwest Global Management, Inc. |
Securities and Exchange Commission, USA |
19-Apr-16 |