| Company Name |
Reported by |
Date Reported |
Found [ 169 ] item(s)
| Newport Pacific Securities & Management Ltd |
ASIC |
9-May-01 |
| Nectine Solomon Corporation |
MAS |
19-Jan-04 |
| Novis Partners |
FMA |
22-Jul-04 |
| Nivo Invest and Trade Corp |
FSA |
20-Aug-04 |
| Nationwide International Group |
FSC |
2-Nov-04 |
| Nation Capital Group (Spain) |
IFSRA |
13-Dec-04 |
| National West Bank |
FSC |
11-Jan-05 |
| National West Bank International |
FSC |
11-Jan-05 |
| National West Bank Private Clients International |
FSC |
11-Jan-05 |
| Nationwide Mergers & Acquisitions Inc |
FSA |
18-Feb-05 |
| Nedcredit Bank |
FSC |
26-Apr-05 |
| Nexus Futures |
FSA |
13-May-05 |
| Noble Investments and Securities SL |
FSA |
29-Jul-05 |
| Noble International Consulting Inc |
SEC-COM |
1-Aug-05 |
| Nuventis Corporate Services Group |
ASIC |
20-Sep-05 |
| Newmann Hamshire GmbH |
SEC-COM |
15-Nov-05 |
| Nexus Ltd |
FSC |
23-Dec-05 |
| Northlink Finance and Security Group |
FSC |
15-Feb-06 |
| Nova Corporate Services |
SFC |
22-Feb-06 |
| New World Financial Europe, S.L. |
CNMV |
3-Apr-06 |
| Nishimurama Mergers and Acquisitions |
AFM |
13-Apr-06 |
| New Worl Financial |
FMA |
1-Sep-06 |
| Nelson Financial Group |
Finansinspektionen |
31-Oct-06 |
| Norbert Associates |
AFM |
31-Oct-06 |
| NationWide Bank |
Jersey-FSC |
29-Nov-06 |
| Northern Offshore Trust Bank |
Kredittilsynet |
11-Jan-07 |
| Nordic Bankers K/S |
Finanstilsynet |
24-May-07 |
| Newman Bell Mergers & Acquisitions |
FSA |
17-Sep-07 |
| North Pacific Mergers and Acquisitions LLC |
ASIC |
27-Sep-07 |
| New Alliance Capital Management |
FSA |
27-Feb-08 |
| Nomura Financial Group |
Finansinspektionen |
18-Mar-08 |
| Newbridge International |
FSA |
25-Mar-08 |
| Nakamishi Financial Inc |
Finansinspektionen |
18-Apr-08 |
| Northern Alliance Group |
FSA |
7-May-08 |
| Newburgh Asset Management |
ASIC |
20-May-08 |
| Norsk Financial |
SEC-USA |
10-Jun-08 |
| Nortia Account Management |
SEC-USA |
10-Jun-08 |
| Nasdaq Brokercheck |
SEC-COM |
30-Jun-08 |
| NU GLOBAL ENERGY INC |
IFSC |
25-Aug-08 |
| North Point M&A Advisors LLC |
FSA |
14-Nov-08 |
| Nevada Transfer Agent |
SEC-USA |
19-Nov-08 |
| Northwest Mergers and Acquisitions, Inc. |
SEC-USA |
19-Nov-08 |
| New York Financial Corp |
FSA |
25-Nov-08 |
| Nor Finans |
Kredittilsynet |
15-Dec-08 |
| Newburgh Capital Trust |
Finansinspektionen |
5-Feb-09 |
| Noble Advisory Group |
Finansinspektionen |
5-Feb-09 |
| Newedge Broker Ltd |
FSA |
13-Feb-09 |
| New York Capital Investment |
Finansinspektionen |
8-Apr-09 |
| New Asia Business |
FSA |
1-May-09 |
| Nanotech Industries Inc |
ASIC |
17-Sep-09 |
| NSCB Luxembourg S.A. |
CSSF |
21-Sep-09 |
| NFinvest |
ATVP |
1-Oct-09 |
| Nick2Nick (Association) |
FMA |
7-Jan-10 |
| New Power Technolgy Ltd (NPT) |
FSA |
23-Feb-10 |
| Norton Gold Corp. |
BCSC |
31-Mar-10 |
| New Market Corporation |
FSA-JP |
14-Apr-10 |
| New Times Capital (HK) Ltd |
SFC |
19-Apr-10 |
| Newton International Limited |
SFC |
19-Apr-10 |
| Nygard Wallace Management |
FSA |
5-May-10 |
| North Pacific Mergers |
FSA |
6-May-10 |
| Northcott Sterling Xavier Associates |
SFC |
10-May-10 |
| Norwich Group |
ASIC |
10-May-10 |
| New York Financial Group |
FSA |
3-Jun-10 |
| New Century Capital |
IFSRA |
30-Jun-10 |
| Newton Moore Limited |
SFC |
19-Jul-10 |
| New England Worldwide Services |
FSA |
20-Aug-10 |
| Newbridge Securities Corporation |
ASIC |
9-Sep-10 |
| Northpoint Portfolio Management Ltd |
ASIC |
21-Sep-10 |
| Norton Blake |
FSA |
22-Sep-10 |
| Nexus Ventures |
FSA |
24-Sep-10 |
| NT Financial Services |
FSA |
14-Oct-10 |
| NY Finance Limited |
FSA |
14-Oct-10 |
| Northern Pegasus LLC. |
Finansinspektionen |
10-Nov-10 |
| New Century International S.A |
OSC |
1-Feb-11 |
| NBI Energy |
SEC-USA |
10-Feb-11 |
| New York Finance Company |
SEC-USA |
10-Feb-11 |
| New Waterford Ltd |
FSA |
25-Feb-11 |
| NC Advisory Ltd |
FSA |
6-Apr-11 |
| New Outlook Management Group |
Finansinspektionen |
15-Apr-11 |
| New York Global Group, Inc. |
Finansinspektionen |
21-Jun-11 |
| Navasota Group |
FMA |
25-Aug-11 |
| North-West Financial Broker |
FSC-BVI |
12-Sep-11 |
| North Point Commodities |
SFC |
27-Sep-11 |
| North Point Commodities |
ASIC |
30-Sep-11 |
| NKP Financial |
FSA |
19-Oct-11 |
| New Alliance Securities, Inc. |
SEC-USA |
26-Oct-11 |
| Nabsecurities Inc. |
Finansinspektionen |
7-Nov-11 |
| Nippon Financial Partners |
Finansinspektionen |
11-Nov-11 |
| Norwich Securities Corporation, NSC |
Finansinspektionen |
11-Nov-11 |
| Nova Portfolio Management |
FSC-Jersey |
1-Dec-11 |
| Nova UK Ltd |
FSC-Jersey |
1-Dec-11 |
| Norton Scientific Inc. |
OSC |
7-Dec-11 |
| New Dynamic Group |
FSA |
24-Jan-12 |
| Northern Capital |
FSA |
13-Mar-12 |
| Nano4x Limited |
FSC-Mauritius |
14-Mar-12 |
| NT Global |
BCSC |
23-Mar-12 |
| Nagoya Corp |
Finansinspektionen |
8-Jun-12 |
| Natwest Bank (UK) Limited |
Jersey-FSC |
5-Jul-12 |
| New Futures Trading International Corporation |
OSC |
12-Jul-12 |
| Neo Invest |
AMF |
23-Jul-12 |
| New Solutions Trading Ltd |
AMF |
23-Jul-12 |
| Newton Smith Associates |
FSA |
9-Aug-12 |
| NBF Forex |
FINMA |
4-Oct-12 |
| Nord FX |
CVM |
18-Oct-12 |
| New Lines Futures Austria |
ASIC |
13-Nov-12 |
| Nelson Capital Advisors |
FSA |
12-Feb-13 |
| National Home Marketers, S.A. |
SMV |
25-Feb-13 |
| New England Private Equity LLC |
FSA |
1-Mar-13 |
| Norwick & Crowley |
ASIC |
1-Mar-13 |
| New Rich Lazy Trader / http://richlazytrader.com, |
Malta Financial Services Authority, Malta |
26-Mar-13 |
| Neto Trade Global Investment / www.netotrade.com |
AMF |
8-Apr-13 |
| Nirvi Management Ltd |
FSC-Mauritius |
17-Apr-13 |
| New York Securities Division |
SEC |
30-May-13 |
| Nexacon Energy Inc. |
OSC |
11-Jul-13 |
| NCA International Holdings Limited / NCA Noble Capital (Asia) Limited |
SFC |
18-Jul-13 |
| NCL Group (UK) Ltd |
SFC |
21-Aug-13 |
| Nomos Wealth Management |
KNF |
29-Aug-13 |
| Norex Trade Advisors |
BCSC |
29-Aug-13 |
| Norris Jardine Newell Equities |
SFC |
3-Sep-13 |
| NZ Financial Capital Limited |
CSSF |
4-Sep-13 |
| Nomura Asset Management |
SFC |
23-Sep-13 |
| North Corp International |
SFC |
26-Sep-13 |
| Northern Capital Consultants |
FCA |
7-Oct-13 |
| Northern Capital Consultants |
FCA |
7-Oct-13 |
| New Gold Capital |
Finanstilsynet-N |
17-Oct-13 |
| NRG Capital (CY) LTD |
Cysec |
18-Oct-13 |
| Novee Forex |
OSC |
30-Oct-13 |
| Newport International Group |
Finanstilsynet, Denmarkt |
1-Nov-13 |
| Nomura Financial |
Securities and Futures Commission, Hong Kong |
21-Nov-13 |
| NCP Financials/Northland Capital Partners (Clone of FCA Authorised Firm) |
FCA |
27-Nov-13 |
| Next Financial Network |
FCA |
29-Nov-13 |
| NEA EUROPE LIMITED |
FMA |
15-Jan-14 |
| NOVA PORTFOLIO MANAGERS |
Financial Conduct Authority, United Kingdom |
30-Jan-14 |
| New Zealand Capital Finance |
Financial Markets Authority, New Zealand |
4-Feb-14 |
| Next Venture Management |
FINMA, Switzerland |
14-Apr-14 |
| Neilson Capital |
Finanstilsynet, Norway |
25-Apr-14 |
| Niigata Global |
Finanstilsynet, Denmark |
29-Apr-14 |
| NDD Broker |
Malta Financial Services Authority, Malta |
20-Jun-14 |
| NRG Capital (CY) Limited / NRG Binary / www.nrgbinary.com / www.nrgaffiliates.com |
Ontario Securities Commission, Ontario |
24-Jul-14 |
| Nextrade Worldwide Ltd. / www.stockpair.com |
Ontario Securities Commission, Ontario |
22-Sep-14 |
| NXD Trading Ltd. / www.stockpair.net |
Ontario Securities Commission, Ontario |
22-Sep-14 |
| Nippori Group |
Finansinspektionen |
8-Oct-14 |
| Norvell Associates |
Finanstilsynet, Norway |
22-Oct-14 |
| Nova Nordic Limited / nordelic-partners.com |
Financial Services Commission, Gibraltar |
3-Nov-14 |
| National Finance Commission |
Australian Securities and Investments Commission, Australia |
29-Jan-15 |
| Netotrade Global Investments Ltd |
Australian Securities and Investments Commission, Australia |
25-Feb-15 |
| Netotrade UK Ltd |
Australian Securities and Investments Commission, Australia |
25-Feb-15 |
| NetCFD / Centaure Capital Partners |
Autoriteit Financi?le Markten, the Netherlands |
4-Mar-15 |
| no1options.com |
Autorit? des March?s Financiers, Qu?bec (Canada) |
9-Mar-15 |
| Noticias Econ?micas y Financieras Siglo XXI, S.L. / http://www.newsmarket.es/ |
Comisi?n Nacional del Mercado de Valores, Spain |
20-Apr-15 |
| Nadex Pro Signals |
British Columbia Securities Commission, British Columbia, Canada |
22-Apr-15 |
| Newsfinance Servicios de Informacion, S.L. |
Comisi?n Nacional del Mercado de Valores, Spain |
15-Jun-15 |
| New York Securities Bank (NYSB) / NYSB Fund Management, S.L. / www.nysb.biz |
Comisi?n Nacional del Mercado de Valores, Spain |
22-Jun-15 |
| NFT Investment Limited / Now For Tomorrow Investment Limited |
Securities and Futures Commission, Hong Kong |
6-Jul-15 |
| Nix Investment |
Ontario Securities Commission, Ontario, Canada |
17-Jul-15 |
| Norapal, S.L. / www.areabursatil.com |
Comisi?n Nacional del Mercado de Valores, Spain |
20-Jul-15 |
| Nakamura Corporation |
Financial Conduct Authority, United Kingdom |
28-Jul-15 |
| Nicolas Adamides / NA Trading (klon) |
Financial Conduct Authority, United Kingdom |
25-Aug-15 |
| Neuberger and Co. Wealth Management |
Financial Services and Markets Authority, Belgium |
10-Sep-15 |
| Norikura-Global / Seattle Mercantile Exchange / Dalerich Ltd |
Financial Services and Markets Authority, Belgium |
10-Sep-15 |
| Newcastle Trust, Ltd. |
Securities and Exchange Commission, United States of America |
17-Sep-15 |
| NextPayMoney.com |
Ontario Securities Commission, Ontario, Canada |
21-Sep-15 |
| NTD Invest Corp Ltd / Abena Invest Ltd |
Financial Services and Markets Authority, Belgium |
25-Sep-15 |
| Norikura Global |
Finansinspektionen |
5-Nov-15 |
| Nordane Group Ltd / www.imcbroker.com |
Autorit? des march?s financiers, France |
17-Dec-15 |
| Norton Global Asset Management |
Securities and Futures Commission, Hong Kong |
18-Feb-16 |
| Nyt Trading |
Financial Services and Markets Authority, Belgium |
23-Mar-16 |
| Norbert Mach (klon) |
Financial Conduct Authority, United Kingdom |
13-Apr-16 |
| Northwest Global Management, Inc. |
Securities and Exchange Commission, USA |
19-Apr-16 |